FCA CEO Rathi hails year of regulatory action
- Friday, 29 December 2023
- Articles
FCA CEO Nikhil Rathi has hailed the new Consumer Duty as a “game changer” and has said regulatory action this year has been unprecedented.
Read more...FCA warns on Hargreaves Lansdown clone attacks
- Thursday, 28 December 2023
- Articles
The FCA has warned investors this week to beware of persistent scammers trying to clone the Hargreaves Lansdown (HL) website.
Read more...Editor’s Comment: The planning heroes
- Friday, 22 December 2023
- Articles
For my last column of 2023, rather than give you my eagerly-awaited insights into the latest developments in the Financial Planning profession and financial services, I thought it would be useful to look at other worthwhile things that Financial Planners do when they are not providing financial advice.
Read more...FCA warns firms on selling client banks
- Wednesday, 20 December 2023
- Articles
The FCA has warned that it will intervene on the sale of client banks if selling firms fail to make clear any redress liabilities.
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