Kevin
FCA launches criminal probe into WealthTek LLP
- Monday, 04 March 2024
The FCA has launched a criminal investigation into Newcastle-based wealth manager WealthTek LLP following the discovery of an £81.5m gap in the firms’ finances.
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Editor’s Comment: Can the SJP 'empire' strike back?
- Friday, 01 March 2024
It’s been a torrid week for wealth manager St James’s Place and senior figures could be forgiven for reaching for the Scotch this weekend. Trebles I suspect.
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FCA revokes permissions of Ulster adviser firm
- Friday, 01 March 2024
The FCA has halted regulated business at a Northern Ireland financial adviser by revoking its Part 4A permissions.
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