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  • Failed SIPP firm Unity is sold as FCA probe continues

    Unity SIPP, part of the £1.2bn failed PSG SIPP (PSGS) business, has been sold to Pathlines Pensions UK Limited, formerly London & Colonial (LCS).

  • Nottingham Financial Planner has permissions revoked

    Nottingham Financial Planning firm Barkestone Wealth (FRN 507226) has had its permissions revoked by the FCA.

  • FCA set to respond to Starmer call for growth

    Prime Minister Sir Keir Starmer has called on key regulators, including the FCA, to do all they can to push reforms for growth in their sectors.

  • Lincolnshire adviser firm cancelled by FCA

    The FCA has revoked the regulatory permissions of Lincolnshire financial adviser firm John Cotton (FRN: 136224) for non payment of fees.

  • 2 arrests after swoop on unauthorised claims firm

    The FCA and police have arrested two individuals after a joint swoop on a suspected unauthorised debt and claims management company.

  • FCA rejects Complaints Commissioner's ruling

    The FCA has refused to waive a £250 late submission fee despite being recommended to do so by The Complaints Commissioner which upheld a complaint against the regulator. 

  • FCA to compensate hundreds of investors after register failing

    The FCA is to compensate investors who may have lost money due to failings in the FCA register which allowed a fraudulent firm to trade.

  • FCA charges John Dance with £64m WealthTek fraud

    The Financial Conduct Authority has today charged wealth management company owner John Dance with nine criminal offences, including multiple counts of fraud and money laundering. 

  • 2 in 5 younger investors regret ‘impulsive’ decisions - FCA

    A new FCA consumer study has found that younger people - those aged 18-40 - are impulsive and heavily influenced by social media when it comes to investing.

  • FCA launches consultation on new private stock market

    The Financial Conduct Authority has today published its proposals for a new investment-generating stock market platform to be called PISCES.

  • 2 advisers appeal bans over £126m of ‘flawed’ pension transfers

    The FCA has provisionally banned and fined two financial advisers over failings involving £126m of allegedly "flawed advice" pension transfers.

  • FCA cancels permissions of Yorkshire IFA

    The FCA has cancelled the Part 4A permission to carry out regulated business of West Yorkshire-based IFA McLean’s (FRN: 146450).

  • Editor’s Comment: Risks and rewards of targeted support

    The FCA is clearly inching its way towards breaking down the boundary between advice and guidance with the aim of giving more ’targeted support’, as it calls it, to millions of pension savers.

  • Advisers warn FCA targeted support proposals fall short

    Financial advisers have broadly welcomed the FCA’s new proposals for targeted support for pension savers but have warned more clarity is needed if they are to succeed.

  • FCA wants to help millions avoid pensions blunders

    The Financial Conduct Authority has published new proposals to provide ‘targeted’ support to millions of pension savers to help them avoid costly mistakes.

  • Nikhil Rathi grilled by Martin Lewis on TV show

    FCA chief executive Nikhil Rathi appeared on ITV’s popular peak time programme The Martin Lewis Money Show last night to answer questions on a number of subjects including car finance claims.

  • FCA to focus on supporting high growth firms

    A focus on how the FCA can support early and high growth firms will form the cornerstone of the FCA’s strategy between 2025 and 2030, according to CEO Nikhil Rathi.

  • FCA to consider targeted support for pension savers

    The FCA has revealed that its Consumer Duty priorities for the coming months will include looking at targeted support for pension savers.

  • Consumer Duty Alliance launches free diagnostic tool

    The Consumer Duty Alliance, the not-for-profit industry group supporting advisers with their duty commitments, has launched a free diagnostic tool.

  • FCA plans to switch AR fee from fixed to variable

    The FCA is proposing switching its fee for principal firms of appointed representatives (ARs) and introducer ARs (IARs) to a variable fee from a fixed one.

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