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Retail investments dominate FCA interventions

The retail investment sector continued to dominate attestations (or undertakings) required issued by the Financial Conduct Authority between January and March.


FCA removes permissions from Bucks adviser

The FCA has cancelled the permissions of Buckinghamshire-based adviser firm Pringles Financial Services (FRN: 148402).


1 in 12 advisers to miss Consumer Duty report deadline

One in twelve (8%) financial advisers and wealth managers do not expect their firm to meet the Consumer Duty Board report deadline, according to new research.


FCA provisionally bans 2 over £10m of 'reckless' SIPP advice


The FCA has provisionally banned two financial advisers for “acting without integrity” in relation to SIPPs pensions advice involving £10m of investments.

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