The FCA has stepped in to remove all regulatory permissions from London-based IFA Verus Financial Services Limited (FRN 765214) after a number of "deliberate" breaches of existing restrictions.
Read more ...FCA to strengthen anti-workplace bullying rules
- Monday, 15 December 2025
- Articles
The FCA has confirmed it will introduce new clearer rules to tackle serious 'non-financial' misconduct at financial services firms from September 2026.
Read more ...Number of independent advice firms continues to fall
- Wednesday, 19 November 2025
- Articles
The number of adviser firms providing independent financial advice fell 5% (year-on-year) in 2024, according to data from the latest FCA Retail Intermediary Market Data report out this week.
Read more ...FCA warns CFD providers over Consumer Duty failures
- Thursday, 13 November 2025
- Articles
The FCA has issued a warning to providers of contracts for difference (CFDs) after its review found that some firms were not meeting its Consumer Duty requirements.
Read more ...FCA CEO Rathi urges industry to boost financial capability
- Wednesday, 05 November 2025
- Articles
Nikhil Rathi, chief executive of the FCA, has called on financial services firms to back financial education and support services to improve consumer capability.
Read more ...ESG ratings providers to come under FCA regulation
- Tuesday, 28 October 2025
- Articles
The government has introduced draft legislation to bring Environmental, Social and Governance (ESG) ratings providers under the remit of the FCA.
Read more ...FCA opens probe into fixed rate bond provider Moneda
- Thursday, 16 October 2025
- Articles
The FCA has launched an investigation into ‘fixed rate return’ bond provider the Moneda Capital Group and is investigating a number of people associated with the business.
Read more ...PFS's Matthew Connell: Limits on complaints need careful handling
- Thursday, 09 October 2025
- Articles
In this regular column for Financial Planning Today, Dr Matthew Connell, director of policy at the Personal Finance Society, looks at plans to limit complaint.
Read more ...FCA cancels permissions of West Sussex IFA
- Thursday, 09 October 2025
- Articles
The FCA has stripped West Sussex-based IFA Rhoss Dancey (FRN: 666823), trading as RDI Wealth Management, of its permissions to carry out regulated business.
Read more ...Regulatory red-tape hitting financial advice: PIMFA
- Monday, 06 October 2025
- Articles
The cumulative impact of regulatory change is diverting time and resources away from other priorities, according to a new survey of members of wealth management trade association PIMFA.
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