The FCA’s advice guidance boundary review will boost growth for the Financial Planning sector, according to the Chair of the regulator.

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The FCA has fined Starling Bank just under £29m for financial crime failings related to its financial sanctions screening.

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Wednesday, 25 September 2024
Articles

The Financial Conduct Authority is changing its enforcement approach as it aims to act faster and with more transparency.

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Investment trusts can choose to opt out of the requirements of PRIIPs Regulation and associated technical standards until new legislation comes into force, the FCA said in a statement today.

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The Pensions Regulator (TPR) has called on pension professionals to consider a more diverse range of investments.

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A third of the workforce (33%) at the Financial Conduct Authority were from an ethnic minority in 2023-24, according to new employment data from the regulator.

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Monday, 09 September 2024
Articles

The FCA has given firms four more months time to comply with its new Sustainability Disclosure Requirements' regime and new investment label rules.

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The FCA says standards of regulatory practice among appointed representatives (ARs) are improving but there is “more to do.”

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Nearly three in 10 Financial Planners (28%) surveyed in an exclusive poll for Financial Planning Today say they have cut the number of clients they serve as a result of the Consumer Duty.

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Accountancy firm PwC has today been fined £15m for failing to alert the FCA to suspected fraudulent activity at £237m failed mini-bond firm London Capital & Finance plc.

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