FCA CEO pledges tougher regulatory approach

FCA chief executive Nikhil Rathi has pledged to adopt a tougher approach for the regulator in a speech at the Lord Mayor’s City Banquet at Mansion House last night.

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FCA bans IFA after child sex offence

 

The FCA has banned financial advisory firm director Jon Frensham (formerly known as Jonathan James Hunt) from performing any regulated activity after his conviction for a child sex offence.

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FCA rejects application from long-standing CMC

The Financial Conduct Authority has rejected an application for authorisation from a Claims Management Company which has been in business since 2006.

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Increasing regulatory cost biggest hurdle for Planners

Increasing regulatory costs is the biggest hurdle facing Financial Planners in the next 24 months, according to our annual survey.

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