The FCA has cancelled the part 4A regulatory permissions of Stratford-based firm Pan Risk Management Services Limited (FRN: 305302).

The number of whistleblowing reports made to the Financial Conduct Authority dipped in the fourth quarter of 2024.

The Financial Conduct Authority is searching for investors in Asset Land investors who may be due compensation payments.

More than four in five Financial Planners (84%) expect assets under management and advice to rise this year, according to a survey.

There was a distinct whiff of change in the regulatory air this week with the FCA rapidly jettisoning plans which would have seen more rules and regulations added to its handbook.

The FCA is moving swiftly to cut red tape to support growth in financial services, FCA chief executive Nikhil Rathi told delegates at an event today.

The FCA has cancelled the part 4A regulatory permissions of Bromley-based firm HLU Ltd (FRN: 938123).

The Financial Conduct Authority’s review of ongoing advice data from 22 of the largest financial advice firms has found that suitability reviews were carried out in the vast majority of cases.

The FCA has defended its plans to delete emails after one year and denies it is trying to hide evidence and avoid scrutiny.

The House of Lords has called on the FCA to halt its plans to push forward with 'naming and shaming' firms facing investigations.