PIMFA warns FCA proposals threaten MPS
- Thursday, 25 May 2023
- Articles
FCA proposals to align rules for fund managers and discretionary investment managers pose a “material threat” to managed portfolio services, according to wealth management trade association PIMFA.
Read more...Brothers convicted over £750,000 scam investment firm
- Tuesday, 23 May 2023
- Articles
Two brothers have been convicted of fraud and money laundering after taking £750,000 out of a failed peer-to-peer style investment firm.
Read more...FCA upholds ban on convicted ex-Quilter rep
- Tuesday, 23 May 2023
- Articles
The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.
Read more...FSCS opens investigation into investment firm
- Thursday, 11 May 2023
- Articles
The Financial Services Compensation Scheme has launched an investigation into City-based investment firm Pello Capital (FRN 449720) after FCA concerns about fraud and money laundering.
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