The FCA has censured WealthTek’s custodian and agreed the firm will pay £31.7m to WealthTek clients for weak financial crime controls.
SENDA, a new company offering advisers support on Financial Planning for special needs' clients, has launched two introductory training programmes accredited by the LIBF professional body.
The FCA is consulting on plans to change UK Listing Rules to ensure that closed‑ended investment funds, such as investment trusts and investment companies, manage conflicts of interest better.
The Pensions Dashboards Programme (PDP), the body launching pensions dashboards in the UK, has pushed back a key implementation deadline by five months from November to March 2027 after feedback from users.
We want your views and insights on the Financial Planning profession for our annual Financial Planning Today Survey, which is now open and will close for responses on Tuesday 30 June.
Wealth manager and Financial Planner Mattioli Woods has acquired a £400m AUM/A (Assets Under Management / Advice) Financial Planner firm serving 1,000 households in the West Midlands.
Platform Transact has apologised to users after a firewall upgrade created technical problems and locked out users last month, blocking all external access for several hours.
Women are more likely to make changes to their financial planning following receiving financial advice, according to a new report.
With AI developments moving ‘dramatically faster’ than the frameworks governing it, the FCA is having to make changes of its own, according to chief executive Nikhil Rathi.
Financial advisers have spoken out against the Treasury’s plans to tax cash held in stocks and shares ISAs.