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  • 2 advisers appeal bans over £126m of ‘flawed’ pension transfers

    The FCA has provisionally banned and fined two financial advisers over failings involving £126m of allegedly "flawed advice" pension transfers.

  • Barclays fined £40m for 'reckless' action in 2008

    Barclays Bank has been fined £40m for failing to disclose a fund raising deal with Qatari entities in 2008 at the height of the financial crisis in that year.

  • Metro Bank fined £16m for money laundering failings

    Challenger bank Metro Bank has been fined £16m by the Financial Conduct Authority for money laundering failings from 2016 to 2020.

  • FSA fines Prudential £30m and censures chief exec for failures

    Purdential group chief executive Tidjane Thiam
  • AXA Wealth Services fined £1.8m for advice failings

    AXA Wealth
  • Two advisers fined total of £885,000 for Sipp-linked property debacle

    FCA HQ in London
  • FCA fines Rabobank £105m for LIBOR-related misconduct

    FCA's Tracey McDermott
  • FCA issues largest ever retail fine of £30m

    Tracey McDermott of the FCA
  • RBS and NatWest fined £14.5m for "failings" on mortgage advice

    FCA's Tracey McDermott
  • FCA fines bond trader £60k for market manipulation

    FCA's Mark Steward
  • FCA fines Bluefin £4m for misleading customers

    FCA's Mark Steward
  • FCA fines and bans ‘reckless’ former RBS trader

    FCA's Mark Steward
  • Firm fined £1m for failings on suspicious transactions

    The FCA
  • Barclays CEO package cut by £500k after whistleblowing fine

    Barclays
  • Ex-director banned and must pay £882k over ‘misconduct’

    RSM Tenon
  • FCA bans IFA firm CEO as FSCS faces £106m bill

    FCA logo
  • Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill

    FCA HQ
  • FCA fines Tesco Bank £16.4m over cyber failures

    Mark Steward
  • FCA fines Liberty £5.2m for oversight failures

    FCA
  • FCA bans and fines director over ‘conflicts of interest’

    FCA

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