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  • FCA’s decision to ban former Barclays CEO upheld

    The FCA’s decision to ban Jes Staley, former chief executive of Barclays, from holding senior management roles in the financial services industry has been upheld by the Upper Tribunal.

  • FCA bans ex-Credit Suisse VP after criminal conviction

    The Financial Conduct Authority has banned Detelina Subeva, a former vice president of investment manager and global bank Credit Suisse, from the UK financial services industry. 

  • FCA bans 2 former Credit Suisse execs over £40m kickbacks

    The FCA has banned Andrew Pearse and Surjan Singh, former Credit Suisse managing directors, from the UK financial services industry for lacking integrity.

  • 2 advisers appeal bans over £126m of ‘flawed’ pension transfers

    The FCA has provisionally banned and fined two financial advisers over failings involving £126m of allegedly "flawed advice" pension transfers.

  • FCA to ban retail promotion of UCIS and 'certain close substitutes'

    FCA HQ in London
  • AIC welcomes exclusion of VCTs from FCA's UCIS ban

    Ian Sayers of the AIC
  • Firm banned from employing advisers after serious misconduct

    Tracey McDermott, the FCA's director of enforcement and financial crime,
  • Adviser banned and fined £290k by FCA

    FCA headquarters
  • FCA bans two for selling £24m of ‘unsuitable investments’ to clients

    FCA HQ
  • Adviser banned and fined £109k for fabricating two SPSs

    FCA headquarters
  • FCA fines and bans ‘reckless’ former RBS trader

    FCA's Mark Steward
  • FCA may ban contingent charging on DB transfers

    FCA's Christopher Woolard
  • Ex-director banned and must pay £882k over ‘misconduct’

    RSM Tenon
  • Govt under fire for pension cold-call ban delay

    HM Treasury Building
  • Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill

    FCA HQ
  • Bans for 4 trustees behind £13.7m pension scam

    TPR
  • Jailed adviser brothers banned for life by FCA

    Alan and Russell Taylor
  • Director gets 14-year ban over precious metals investment con

  • FCA to tackle £467m CFD and binary option abuse

    FCA's Christopher Woolard
  • FCA bans DFM from carrying out regulated activity

    Organic Investments

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