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FCA fines FX firm £3.4m for misleading clients
FCA to regulate pre-paid funeral plans from 2022
Editor’s Column: Ominous failure of PI-hit adviser
PIMFA calls for reform of supervision and FSCS levy
Adviser numbers rise 4% since RDR and FAMR
Consumers wary of robo-advice says Quilter
PFS welcomes adviser increase but warns on future
Editor’s Column: A pitiful number of planners
55% of savers stash their cash in bank accounts
FCA backs new ‘digital giants’ regulation
FCA bans former adviser for theft
FCA fines Financial Planner over pension transfer advice
FCA expands scope of mini-bond ban
FCA fines Barclays £26m for failing 1.5m customers
FCA fines and bans hedge fund CIO
Gloster - FCA plans sweeping reforms after LCF debacle
FCA orders firm to pay £203k to Connaught investors
Editor’s Column: A regulatory bomb exploding
FCA to end SMCR Covid flexibility
FCA fines Charles Schwab UK £8.96m
Page 74 of 113
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