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  • FCA takes action on 105 financial ads in Q1

    The FCA has published its first quarterly data for non-compliant financial promotions
  • New digital competition regulator launched

    Whilst the DMU has been founded to look at all online platforms including the likes of Apple and Google, its powers will also extend to digital financial services businesses.
  • FSCS says most clients of failed DFM have been paid back

    FSCS website
  • Govt announces £120m LCF compensation scheme

    Economic Secretary John Glen MP
  • Post-Brexit Financial Services Bill gets Royal Assent

    Treasury minister John Glen
  • FCA outlines stronger protection for consumers 

    Sheldon Mills, executive director of consumers and competition at the FCA
  • FCA to ban CMC 'phoenixing' claims to FSCS

    FCA logo
  • Welsh IFA barred by FCA for compensation failures

    FCA logo
  • Exclusive: FCA issues 140 website warnings in 1 month

    Domain suspended after FCA intervention
  • Contingent charge ban slashes DB transfers 

    DB Transfer Payments by quarter. SourceL LCP
  • Third of risky transfers slip through new pension rules

    Mark Barlow, partner at XPS Pensions Group
  • Chartered Planner banned for £24m transfer failings

    Insolvency Service
  • FCA outlines climate disclosure rules

    The rules will require firms to issue disclosures at both firm and product level.
  • FCA set to partially ban unauthorised promotions

    FCA logo
  • FCA hires 2 Freshfields lawyer for senior roles 

    FCA offices
  • FCA fines claims management company £110,000

    Mark Steward
  • FCA orders higher standards at some 'host' fund managers  

    Sheldon Mills
  • FCA aims to reverse 40% drop in listed firms

    FCA HQ
  • FCA to ban funeral plan commissions from 2022

    FCA's Sheldon Mills
  • Fund manager assessments ‘falling short’ – FCA

    The FCA said it was disappointed with the review and that it expects “more rigour” from fund managers when assessing value in funds

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