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  • FCA fines claims management company £110,000

    Mark Steward
  • FCA orders higher standards at some 'host' fund managers  

    Sheldon Mills
  • FCA aims to reverse 40% drop in listed firms

    FCA HQ
  • FCA to ban funeral plan commissions from 2022

    FCA's Sheldon Mills
  • Fund manager assessments ‘falling short’ – FCA

    The FCA said it was disappointed with the review and that it expects “more rigour” from fund managers when assessing value in funds
  • PIMFA calls for strengthening of financial promotions rules

    PIMFA said that the approval of financial promotions should be a regulated activity
  • FCA may set diversity targets for regulated firms

    FCA Discussion Paper on Diversity
  • FCA fines Lloyds Bank insurance arm nearly £91m

    FCA's Mark Steward
  • FCA bans IFA for failing to disclose bankruptcy

    FCA logo
  • FCA to open 3 new regional offices

    FCA HQ in Stratford
  • Editor’s Column: Rathi needs to deliver on his manifesto

    FP Today Editor Kevin O'Donnell
  • FCA drops second advice review due to pandemic

    The second advice review has been put on ice for now
  • FCA secures £25m more for SIPP investors 

    FCA's Mark Steward
  • Ex-Quilter rep banned by FCA after conviction

    FCA logo
  • Editor’s Column: Retirement woes far from inevitable

    FP Today Editor Kevin O'Donnell
  • FCA launches diversity consultation

    The regulator aims to make changes to diversity rules by the end of the year.
  • FCA to change decision-making process

    The proposed changes aim to streamline decision making on authorisation applications and specific supervisory and enforcement decisions.
  • FCA fines BSPS pension transfer adviser £1.28m

    FCA logo
  • FCA wins bankruptcy order against WhatsApp trader

    FCA HQ
  • FCA pushes £26.7m SIPP provider into insolvency

    The FCA said the small SIPP provider failed to carry out adequate due diligence checks on two EEQ introducer firms prior to accepting business from them.

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