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  • FCA monitors increase in overseas firms entering UK

    FCA's Sarah Pritchard

  • FCA defends its actions over BSPS scandal

    FCA website

  • FCA warns of ‘gaps’ as new Duty deadline looms

    FCA's Sheldon Mills

  • Regulators hit Citigroup with fines totalling nearly £62m

    The FCA fine results from the failure of CGML’s trading control framework to stop an erroneous trade in 2022.

  • FCA fines HSBC £6.2m over customer treatment

    A high street branch of HSBC

  • FCA revokes London adviser’s permissions

    FCA HQ

  • FCA provisionally bans 2 over £10m of 'reckless' SIPP advice

    FCA's Therese Chambers

  • 1 in 12 advisers to miss Consumer Duty report deadline

    The FCA has reminded firms many times that the Consumer Duty is not a tick box “once and done” exercise

  • FCA removes permissions from Bucks adviser

    FCA HQ

  • Retail investments dominate FCA interventions

    FCA HQ

  • FCA simplifies company listing rules

    The new FCA listing rules will come into force on 29 July.

  • Editor’s Comment: Paying up for regulation

    Editor Kevin O'Donnell

  • FCA calls on firms to improve treatment of politicians

    FCA HQ

  • High Court orders WealthTek to return client assets

    FCA logo

  • FCA removes permissions from Brentford adviser

    FCA HQ

  • FCA fines first crypto firm with penalty of £3.5m

    Therese Chambers, joint executive director of enforcement and market oversight at the FCA

  • 1 in 3 financial services firms censured by regulators

    The FCA's new Consumer Duty has changed the way firms interact with their customers

  • FCA launches review to cut post-Consumer Duty red tape

    FCA CEO Nikhil Rathi

  • 112 new advice firms registered in June

    FCA HQ

  • FCA’s Mills claims Consumer Duty a great success.

    Sheldon Mills

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