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  • UK and US regulators fine RBS £385m for significant LIBOR failings

    RBS logo

  • FCA bans MD of Sipp operator Montpelier Pension Administration

    The FCA's Tracey McDermott

  • AXA Wealth Services fined £1.8m for advice failings

    AXA Wealth

  • FCA fines ICAP Europe £14m for LIBOR failings

    Latest LIBOR action from the FCA

  • FCA censures 'reckless' Catalyst and fines ex-compliance officer

    FCA HQ

  • FCA confirms it will use new power to name firms under investigation

    FCA HQ in London

  • Two advisers fined total of £885,000 for Sipp-linked property debacle

    FCA HQ in London

  • FCA halts suspected London-based 'boiler room' wealth operation

    First Capital Wealth Limited website

  • FCA fines SEI Investments (Europe) £900k for client money breaches

    FCA HQ

  • FCA hits Lloyds Bank with largest ever retail fine of £28m

    Tracey McDermott of the FCA

  • FCA fines insurer Porta Verde £25,000 for appointed rep failings

    FCA HQ

  • 4 banned by FCA over 'disgraceful' pension scheme failings

    FCA headquarters

  • FCA issues largest ever retail fine of £30m

    Tracey McDermott of the FCA

  • FCA warns consumers to beware of 'free pension review' firms

    FCA's Tracey McDermott

  • FCA fines Barclays Bank £26m over gold trading failures

    FCA's Tracey McDermott

  • Two bosses banned after wealth firm's serious client money failings

    Tracey McDermott, FCA director of the enforcement and financial crime division

  • FCA fines Yorkshire Building Society £4.1m for customer failings

    Tracey McDermott, FCA director of Enforcement and Financial Crime

  • FCA fines Sesame Ltd £1.6m for 'undermining' RDR

    FCA Headquarters

  • FCA senior figures depart in major restructure

    Clive Adamson, the FCA's director of supervision and a member of the executive committee and board member, will depart

  • Major restructure of the FCA starts to take shape

    FCA offices

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