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  • Tribunal upholds ban on £392m 'reckless' pension transfer duo

    The Upper Tribunal has upheld a ban on two "reckless" financial advisers who were involved in 1,470 mostly 'flawed' pension transfers worth over £392m.

  • Ex-professional indemnity risks broker 'not fit and proper person'

    FCA offices
  • Advice firm CEO gets reduced £60k fine as FSCS faces £106m bill

    FCA HQ
  • FCA’s £80m fines for Keydata executives upheld

    FCA
  • 2 former Keydata execs must pay £80m fines by 1 February

    FCA
  • FCA ordered to pay compensation to banned IFA

    FCA
  • £76m pension transfer firms acted ‘without integrity’ says FCA

    FCA
  • FCA censures senior Barclays Wealth exec

    FCA logo
  • FCA went after “wrong man” says censured wealth exec

    FCA HQ
  • FCA and PRA drop fines and ban on ex-CEO

    FCA

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