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  • 2 advisers banned and fined for 'reckless' action

    Two financial advisers whose clients worked in the medical and dental community have been fined more than £6,000 each and banned by the FCA for recklessly breaching an asset requirement imposed on the firm.

  • Former Barclays Wealth CEO banned from senior roles

    The former chief executive of Barclays Wealth during the 2008 financial crisis has been banned from performing senior manager functions.

  • FCA office

    FCA revokes permissions for Stockport adviser

  • FCA sign

    Devon adviser banned for £1.2m fraud

  • British Steel works

    FCA bans 2 'incompetent' Wales BSPS advisers

  • FCA sign

    Jailed £2.7m boiler room fraudster banned by FCA  

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