enforcement

FCA retains 'name and shame' right for investigated firms

The FCA has today confirmed that it will only partially axe its 'name and shame' proposals for firms under investigation.
FCA cancels permission of Scottish firm

The FCA has cancelled the Part 4A permission of Scottish firm Retirement & Investment Solutions Limited (FRN 533079) because it said it considers that the firm is carrying on no regulated activity.
Aviva Investors escapes £25m FCA fine but gets £17m instead
Adviser firms face FCA action over 'improper' outsourcing
Five wealth managers may face FCA probe
FCA appoints DipPFS holder to enforcement panel
FCA orders firm to stop marketing its ISA and Bond
The Pensions Regulator hails tougher stance
Senior FCA exec Mark Steward to leave the regulator
FCA beefs up enforcement with 2 senior hires
Editor’s Comment: FCA tries to toughen up
FCA consults on speeding up enforcement cases
PIMFA has ‘serious concerns’ about FCA enforcement plans
FCA says naming firms facing enforcement will 'help'

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