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  • FCA promises faster enforcement investigations

    The FCA is ‘working hard’ to shorten the timeframe for enforcement investigations to boost confidence in the financial services sector, according to senior FCA executive Therese Chambers.

  • FCA retains 'name and shame' right for investigated firms

    The FCA has today confirmed that it will only partially axe its 'name and shame' proposals for firms under investigation.

  • FCA cancels permission of Scottish firm

    The FCA has cancelled the Part 4A permission of Scottish firm Retirement & Investment Solutions Limited (FRN 533079) because it said it considers that the firm is carrying on no regulated activity.

  • Aviva Investors escapes £25m FCA fine but gets £17m instead

  • Adviser firms face FCA action over 'improper' outsourcing

  • Five wealth managers may face FCA probe

  • FCA appoints DipPFS holder to enforcement panel

    FCA headquarters
  • FCA orders firm to stop marketing its ISA and Bond

    London Capital & Finance plc
  • The Pensions Regulator hails tougher stance

    TPR
  • Senior FCA exec Mark Steward to leave the regulator

    Mark Steward, departing head of enforcement at the FCA
  • FCA beefs up enforcement with 2 senior hires

    FCA CEO Nikhil Rathi
  • Editor’s Comment: FCA tries to toughen up

    Editor Kevin O'Donnell
  • FCA consults on speeding up enforcement cases

    FCA website
  • PIMFA has ‘serious concerns’ about FCA enforcement plans

    PIMFA website
  • FCA says naming firms facing enforcement will 'help'

    FCA HQ

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