enforcement

FCA retains 'name and shame' right for investigated firms

The FCA has today confirmed that it will only partially axe its 'name and shame' proposals for firms under investigation.

FCA cancels permission of Scottish firm

The FCA has cancelled the Part 4A permission of Scottish firm Retirement & Investment Solutions Limited (FRN 533079) because it said it considers that the firm is carrying on no regulated activity.

Aviva Investors escapes £25m FCA fine but gets £17m instead

FCA retains 'name and shame' right for investigated firms

FCA cancels permission of Scottish firm

Aviva Investors escapes £25m FCA fine but gets £17m instead

Adviser firms face FCA action over 'improper' outsourcing

Five wealth managers may face FCA probe

FCA appoints DipPFS holder to enforcement panel

FCA orders firm to stop marketing its ISA and Bond

The Pensions Regulator hails tougher stance

Senior FCA exec Mark Steward to leave the regulator

FCA beefs up enforcement with 2 senior hires

Editor’s Comment: FCA tries to toughen up

FCA consults on speeding up enforcement cases

PIMFA has ‘serious concerns’ about FCA enforcement plans

FCA says naming firms facing enforcement will 'help'

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