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  • The FCA said in January it was keen to look at how the 2015 pension freedoms have impacted on the quality of advice clients receive

    Compliance consultant warns about retirement income advice

  • Therese Chambers, joint executive director of enforcement and market oversight at the FCA, said this is one of the worst cases the regulator has seen

    FCA bans 2 advisers over £42.3m pension transfer advice

  • FCA sign

    FCA warns firms over appointed representative rules

  • ADMISI website

    Futures broker fined £6.5m for AML failings

  • British Steel works

    Swansea adviser banned and fined for 'negligent' BSPS advice

  • FCA's Jessica Rusu

    AI can help fill the advice gap - FCA

  • FCA sign

    FCA revokes permissions of Devon-based firm

  • My Investment Hub website

    FCA places restrictions on Kensington adviser

  • FCA logo

    FCA warns about 146 crypto promotions in 24 hours

  • Therese Chambers, joint executive director of enforcement and market oversight at the FCA

    FCA says no fine for LCF despite £237m failure

  • James Staley

    FCA fines and bans ex-Barclays CEO

  • The FSCS has declared Cavendish Incorporated in default

    FSCS declares ISA and bond provider in default

  • New SJP logo

    SJP shares plummet 20% as fee review launched

  • FCA logo

    FCA fines Equifax £11m after 13.8m consumers' data exposed 

  • Editor Kevin O'Donnell

    Editor’s Comment: Time for a stiff Scotch

  • Blankstone Sington website

    Liverpool wealth manager goes into administration

  • Whistleblowing allegation chart. Source, The FCA

    'Compliance' tops whistleblower allegations

  • FCA / FOS complaints data

    20% rise in decumulation and pension complaints - FCA

  • Editor Kevin O'Donnell

    Editor’s Comment: A new pot of honey for PPI firms?

  • FCA HQ

    Clients of censured adviser targeted by scammers

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