The founder of a boutique investment manager is retiring after 50 years in the industry.
The Financial Conduct Authority has banned convicted drug criminal Paul Flowers, former chairman of Co-operative Bank PLC, from the financial services industry indefinitely.
The FCA has banned and fined a former Deutsche Bank short-term interest rate derivatives trader.
A campaigning Financial Planner claims much more must be done to “make businesses accountable” to equality laws, rather than simply paying lip service.
The FCA has told managers of 64 funds to make it “clearer” to consumers how constrained they are, it has been revealed.
The FSCS is investigating the impact for clients of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL) after the FCA imposed sweeping restrictions on Friday.
An ex-Architas and Barclays Wealth boss has been recruited by a residential property investment firm as its new chief executive.
The FCA has imposed sweeping restrictions on Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL) and is working with the US Department of Justice to investigate the firms.
A new managing director has been appointed at private wealth firm Nedbank after an “extensive search.”
The adviser-owned Nucleus platform is set for a £100m stock market float, according to reports from Sky News.
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