Chartered Planner joins new FCA Sustainability Group
- Monday, 04 March 2024
- Articles
A new industry-led working group set up by the FCA to focus on boosting advisers' sustainable finance capability has included a Chartered and Certified Financial Planner among its founding members.
Read more...FCA launches criminal probe into WealthTek LLP
- Monday, 04 March 2024
- Articles
The FCA has launched a criminal investigation into Newcastle-based wealth manager WealthTek LLP following the discovery of an £81.5m gap in the firms’ finances.
Read more...FCA revokes permissions of Ulster adviser firm
- Friday, 01 March 2024
- Articles
The FCA has halted regulated business at a Northern Ireland financial adviser by revoking its Part 4A permissions.
Read more...PIMFA has ‘serious concerns’ about FCA enforcement plans
- Thursday, 29 February 2024
- Articles
PIMFA, the wealth and investment management trade body, has raised “serious concerns” about the FCA’s proposals to make public enforcement investigations against regulated firms.
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