FCA consults on speeding up enforcement cases
- Tuesday, 27 February 2024
- Articles
The FCA is to consult on speeding up enforcement cases in an attempt to increase the deterrent impact of its actions and improve the public's confidence in the regulator as an enforcer.
Read more...Liverpool CMC's permissions cancelled by FCA
- Tuesday, 27 February 2024
- Articles
The FCA has cancelled the Part 4A permissions of Liverpool-based claims management company MJL Focus Marketing (FRN 837145) after concluding that it was not a “a fit and proper person.”
Read more...Editor’s Comment: A duty to think again
- Friday, 23 February 2024
- Articles
As the next stage of the FCA's Consumer Duty looms in July - when legacy products and sales will be included - some new research suggests the Duty may be rather more of a burden on Financial Planners and advisers than first thought.
Read more...Man pleads guilty to £19m investment fraud
- Monday, 19 February 2024
- Articles
A 46-year-old man pleaded guilty to fraud today at Southwark Crown Court following a prosecution brought by the Financial Conduct Authority (FCA).
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