FCA bans 2 'incompetent' Wales BSPS advisers
- Monday, 27 November 2023
- Articles
The FCA has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (FRN: 756482) from advising customers on pension transfers and pension opt outs after accusing them of performing "a double act of carelessness and incompetence" in relation to BSPS advice.
Read more...FCA places restrictions on BSPS adviser
- Wednesday, 15 November 2023
- Articles
The Financial Conduct Authority (FCA) has imposed restrictions on KBFS Financial Limited following concerns over its failure to pay redress to former members of the British Steel Pension Scheme.
Read more...Welsh adviser fails with BSPS claims
- Monday, 13 November 2023
- Articles
BSPS-linked advice firm DC Financial Limited (FRN: 170299) has been declared as failed by the Financial Services Compensation Scheme.
Read more...FSCS declares 12 firms in default
- Tuesday, 10 October 2023
- Articles
Twelve firms entered default in August and September, including ten financial adviser firms and two credit unions, the FSCS has confirmed today.
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