FCA fines Merrill Lynch £34.5 million for reporting failures

Monday, 23 October 2017
Articles
Mark Steward of the FCA

The FCA has imposed a fine of £34.52m on Merrill Lynch International (MLI) for failing to report 68.5 million exchange traded derivative transactions between February 2014 and February 2016.

Read more...

Merrill Lynch International gets record fine from the FCA

Wednesday, 22 April 2015
Articles
FCA building

Merrill Lynch International has escaped a fine of nearly £19m but must still pay up a record penalty of over £13m due to transaction reporting failures. Read more...

 Promote your vacancy to thousands of professionals on Financial Planning Jobs  
Our specialist jobs service Financial Planning Jobs can help you reach nearly 12,000 financial professionals. You can set up an Employer Profile and post your job the same day on Financial Planning Jobs (terms apply). Dozens of Financial Planning and Paraplanning firms have used our affordable service to recruit new talent.
Offer: Use code 'FPJSaver10' on checkout to save 10% on your listing. Click for details:
jobs.financialplanningtoday.co.uk/