FCA bans 5 advice firm directors for pension mis-selling
- Monday, 09 May 2022
- Articles
The Financial Conduct Authority has banned five directors of financial advice firms from working in financial services and fined them over £1m.
Read more...Advisers frustrated by provider expression of wish process
- Tuesday, 03 May 2022
- Articles
Over two thirds (72%) of financial advisers think providers do not give enough clear and consistent information about how to complete expressions of wishes.
Read more...Long-running Carey SIPP case comes to a close
- Monday, 11 April 2022
- Articles
The Supreme Court has denied STM Group permission to appeal in the landmark Adams vs Carey case, effectively ending the long-running saga which questioned provider responsibility when accepting investments into a SIPP.
Read more...Curtis Banks hit by 2,500 fall in SIPP numbers
- Thursday, 31 March 2022
- Articles
SIPP provider Curtis Banks has reported a modest 4.7% rise in pre-tax profits to £14m as SIPP numbers fell year on year by 2,544.
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