AIC welcomes exclusion of VCTs from FCA's UCIS ban
- Tuesday, 04 June 2013
- Articles
The Association of Investment Companies has welcomed the FCA's confirmation that Venture Capital Trusts and offshore investment companies will not be subject to the UCIS ban.
Read more...
FCA to ban retail promotion of UCIS and 'certain close substitutes'
- Tuesday, 04 June 2013
- Articles
The Financial Conduct Authority has published final rules which will ban the promotion of Unregulated Collective Investment Schemes (UCIS).
Read more...
FSA fines and bans another financial adviser for UCIS mis-selling
- Monday, 29 October 2012
- Articles
The Financial Services Authority has fined a financial adviser £117,330 for advising clients to invest in unregulated collective investment schemes (UCIS).
Read more...
FSA fines Pi Financial for unsuitable advice on UCIS and structured products
- Thursday, 20 September 2012
- Articles
The Financial Services Authority has fined Pi Financial £58,300 for unsuitable sales of high-risk products.
Read more...