Asset managers failing on market abuse controls
- Thursday, 19 February 2015
- Articles
A probe examining asset management firms showed most failed to have fully comprehensive practices and procedures to control the risk of market abuse. Read more...
Huge industry shake-up and lesser face-to-face adviser role predicted
- Tuesday, 17 June 2014
- Articles
'Change your business or it will die' is the stark message to asset managers who have been told they must adapt to technology as the industry verges on a huge shake up in the coming decade.
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