Liverpool CMC's permissions cancelled by FCA
- Tuesday, 27 February 2024
- Articles
![FCA sign](/media/k2/items/cache/5983998e412a497055a0a7c2def045d9_Generic.jpg)
The FCA has cancelled the Part 4A permissions of Liverpool-based claims management company MJL Focus Marketing (FRN 837145) after concluding that it was not a “a fit and proper person.”
Read more...FCA cancels permissions for Weymouth BSPS adviser
- Monday, 12 February 2024
- Articles
![FCA HQ](/media/k2/items/cache/f786be46cbe846b008ddff3720386fce_Generic.jpg)
The Financial Conduct Authority has cancelled the permission of KBFS Financial Limited (FRN: 831504) to carry out regulated business following restrictions imposed in October over concerns about its failure to pay redress to former members of the British Steel Pension Scheme.
Read more...Adviser cancelled for failing to submit returns
- Friday, 17 November 2023
- Articles
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Bath-based investment adviser firm Ian Slinger (FRN: 723069) has had its Part 4A permissions to carry out regulated business removed by the FCA due to non submission of required returns.
Read more...FCA cancels permission of Bolton adviser
- Tuesday, 07 November 2023
- Articles
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Bolton financial adviser Client’s First Financial Consultants (FRN: 767449) has had its permission to conduct regulated activities withdrawn by the FCA after it failed to pay regulatory fees of almost £4,000.
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