London investment adviser loses authorisation
London-based investment adviser Osiris Capital Partners LLP (FRN 478159) has had its authorisation revoked by the FCA after it failed to pay the regulator’s fees and levies.
The firm was authorised by the FCA on 19 May 2008 and had Part 4A permission, allowing it to carry out regulated business.
The permission allowed it to conduct regulated activities in relation to advising on investments, arranging deals in investments, making arrangements with a view to transactions in investments, dealing in investments, and managing investments.
The FCA cancelled the firm’s permission on 2 August after it failed to pay fees and levies of £1,553.15 which had been due for payment by 7 September 2023.
In its decision notice, the regulator said if Osiris is “aggrieved by the decision” to cancel its permission it can make an application for an annulment of the FCA’s decision by 1 August 2025.
The FCA informed the firm in May it would have its authorisation revoked and confirmed that in July when it failed to respond.
A Linkedin page for the firm says it specialises in fixed income investment management.
Osiris has not submitted accounts to Companies House since September 2021.
There were four individuals associated with the business: Ian Anthony Arthur O’Connor Nouvel, Thomas Gallagher, Matthew Gallagher, and Rodney Michael Gallagher.
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