The Financial Conduct Authority, the Financial Services Compensation Scheme and the Financial Ombudsman Service have warned Financial Planners to take action on any SIPP or SSAS investments in the German Property Group.
The Financial Conduct Authority has secured a £1.6m confiscation order against Richard Baldwin who absconded during his trial and conviction for money laundering in 2017.
The acquisition of Talbot and Muir by fellow SIPP provider Curtis Banks has satisfied its pre-conditions, including approval from the Financial Conduct Authority.
The FCA has given the green light to two ‘sandbox’ trials to support innovative firms devising new ways to tackle the challenges caused by the Coronavirus pandemic.
The Financial Conduct Authority (FCA) has extended its flexibility around firms’ requirement to send 10% drop notifications to retail investors for another six months.
The Financial Conduct Authority ban on contingent charging on DB pension transfer advice comes into force today.
The new chief executive of the FCA, Nikhil Rathi, will begin work at the regulator tomorrow (1 Oct).
The FCA has said big tech firms like Google can do more to protect consumers in areas on the edge of the FCA's regulatory perimeter in its second annual perimeter report.
The Financial Conduct Authority (FCA) has launched a consultation on its approach to the regulation of international firms operating in the UK as it considers its post-Brexit approach.
The FCA, PRA and Bank of England are consulting on an updated Complaints Scheme to make it simpler and more "user friendly."
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