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  • FCA expert criticises 'tick box and back-covering' compliance

    Rory Percival, FCA technical specialist, was speaking at the Paraplanners Powwow on Thursday

  • Advice definition to be brought in line with EU directive

  • FCA reveals special unit is supporting 9 new robo-advisers

  • Charities could 'advise financially excluded'

    The Demos logo

  • New level 4 Financial Planning exam gets FCA green light

    Simon Culhane, Chartered FCSI and CISI chief executive

  • FCA warning after firms found 'obscuring' responsibility

    FCA headquarters

  • FSCS: Negligent advice protection should be reviewed

    An FSCS report

  • FCA: Advisers will have to record phone calls

    FCA headquarters

  • Ex-Blackrock portfolio manager charged with insider dealing

  • Planner fears phone recordings rule may damage firm's image

    Nicola Watts CFPTM Chartered MCSI, director of Jane Smith Financial Planning in Buckinghamshire

  • FCA warns over unauthorised Canary Wharf asset manager

    FCA headquarters

  • FCA fines Aviva £8m over 'failings'

  • Revealed: Which firms top the FCA complaints tables

  • Advisers tell FCA: 'Huge' fees no longer acceptable

  • 'Compulsory flexi-time is a must to attract women into finance'

    FCA building

  • FCA fines bank £3.2m over anti-money laundering failings

  • FCA specialist exits for adviser compliance firm

  • FCA changes for Sipp providers branded 'nonsense'

  • Fund manager banned after FCA 'not fit and proper' verdict

    FCA headquarters

  • FCA accused of 'deep culture of box-ticking'

    FCA headquarters

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