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  • MD fined for WhatsApp confidential client data breach

  • Firms escape £1.2billion in fines from the FCA

  • FCA axes plans for advisers to tape all client phone calls

    Christopher Woolard, Executive Director of Strategy and Competition at the FCA
  • Advice and guidance: Shake up for firms unveiled

  • FCA rejects standardised Fact Finds

    FCA headquarters
  • Advisers face second FSCS bill on top of £100m levy

  • Harmful adverts in FCA sights as eye-tracking tech explored

    FCA headquarters
  • Advice sector told to pay more for the FCA

  • FCA appoints DipPFS holder to enforcement panel

    FCA headquarters
  • Over 3 million complaints reported to the FCA by firms

  • FCA complaints league tables show leading offenders

    FCA headquarters
  • Percival to reveal 'good and ugly' risk profile review results

  • 'Vendetta' claim adviser loses appeal against FCA ban

    FCA headquarters
  • Rory Percival gives 400 advisers and planners risk profile review

  • 400 planners, Paraplanners, advisers head to event today

  • Percival: Capacity for loss practices 'very poor'

  • Percival: 7 months to ensure risk profile tools ‘fit for purpose’

  • Watts: Why I re-branded my Financial Planning firm

    Chartered Financial Planner Nicola Watts APFS
  • Regulator begins company name and shame operation

  • New platform due diligence adviser service after FCA report

    Billy Mackay, marketing director at AJ Bell

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