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  • FCA fines Financial Planner over pension transfer advice

    FCA HQ

  • FCA fines Barclays £26m for failing 1.5m customers

    FCA logo

  • FCA fines and bans hedge fund CIO

    FCA HQ

  • FCA fines Charles Schwab UK £8.96m

    Charles Schwab UK

  • FCA fines claims management company £110,000

    Mark Steward

  • FCA fines Lloyds Bank insurance arm nearly £91m

    FCA's Mark Steward

  • FCA fines BSPS pension transfer adviser £1.28m

    FCA logo

  • FCA bans “reckless” pension transfer adviser  

    FCA' Mark Steward

  • FCA fines award winning firm over £600k

    FCA's Mark Steward

  • 350,000 illegal pension cold calls made since ban

    ICO website

  • NatWest fined £264.8m for money laundering 

    NatWest branch

  • FCA fines HSBC £64m for money laundering failings 

    HSBC offices

  • PRA fines Standard Chartered Bank £46.55m

    PRA CEO Sam Woods (courtesy PRA)

  • PRA fines Metro Bank £5.3m for governance failings

    Metro Bank website

  • FCA plans to fine hedge fund £40.8m

    FCA logo

  • Wealth firm fined £150k for failing to supply info to HMRC

    HMRC offices

  • FCA and PRA drop fines and ban on ex-CEO

    FCA

  • FCA fines discretionary manager £2m for failings 

    FCA's Mark Steward

  • Citigroup fined £12.6m for monitoring failures

    FCA logo

  • FCA fines Shariah-based challenger bank £1.5m

    Gatehouse Bank

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