The FCA is consulting on plans to significantly strengthen regulation of appointed representatives (ARs) after analysis showed firms employing appointed reps suffered four times as many complaints as firms not using appointed reps.
Read more ...New CISI Jersey branch President details plans
- Friday, 03 December 2021
- Articles
Paul Groden Chartered FCSI, the new Jersey branch President for the Chartered Institute for Securities & Investment (CISI), is to focus on financial education and inclusion during his term in office.
Read more ...£600m Planner achieves Chartered status for sixth year
- Friday, 03 December 2021
- Articles
Chartered Financial Planning firm The RU Group is celebrating six consecutive years as a Chartered Financial Planning firm.
Read more ...FCA issues consumer warning about firm
- Thursday, 02 December 2021
- Articles
The FCA has issued a warning to consumers about credit broker Grosvenor Associates Ltd which may have been one of a number of credit brokers offering unauthorised investments to clients.
Read more ...Abrdn to buy Interactive Investor for £1.49bn
- Thursday, 02 December 2021
- Articles
Investment manager Abrdn has confirmed plans to buy direct to consumer financial platform Interactive Investor for £1.49bn.
Read more ...New FCA rules to boost listed companies
- Thursday, 02 December 2021
- Articles
The FCA has unveiled a package of measures to boost the number of listed companies and IPOs in the UK.
Read more ...350,000 illegal pension cold calls made since ban
- Thursday, 02 December 2021
- Articles
The Information Commissioner’s Office (ICO) has punished four firms for making nearly 350,000 illegal pension cold calls since the ban on cold calling was instigated in 2019.
Read more ...FOS plans major shake-up to improve service
- Thursday, 02 December 2021
- Articles
The Financial Ombudsman Service is to reform the organisation to provide a better service to customers.
Read more ...Change of name for Rathbone Brothers
- Wednesday, 01 December 2021
- Articles
Rathbone Brothers Plc, the investment manager and Financial Planning group, has changed its name to Rathbones Group Plc with effect from today.
Read more ...Intelliflo replaces i4C with new cashflow tool
- Wednesday, 01 December 2021
- Articles
Adviser fintech and back office provider Intelliflo is to replace its i4C cashflow planning tool with a 'powerful' new cashflow tool.
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