The Financial Conduct Authority (FCA) has told advice firms that it is preparing to send its fifth Coronavirus financial resilience survey in August.

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Ian James Hudson has been sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation.

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A former divisional director for Brewin Dolphin has founded a new Raymond James branch in Cheltenham Spa.

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Just 1 in 700 reported fraud cases reported in 2019 resulted in a conviction, despite an increase in the number of investment frauds reported.

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UK dividends jumped 51.2% to £25.7bn in the second quarter, beating expectations, according to a new report.

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Kenneth “Buzz” West, chairman of expanding wealth manager and Financial Planner Kingswood, has retired.

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Wealth manager Brewin Dolphin has reported a 28.9% rise in Financial Planning income in its latest trading update.

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Newly-launched Financial Planner and wealth manager AHR Private Clients has added three more wealth directors as its recruitment spree continues.

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The Initiative for Financial Wellbeing, a non-profit membership organisation set up by Financial Planning firm entrepreneur Chris Budd, has been joined by two new recruits.

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The FCA has banned former Quilter appointed rep David Nicholas King indefinitely after he was convicted of a number of theft offences.

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