The High Court has consented to an order by which UCIS firms and directors will pay funds to the FCA for distribution to investors.
Read more ...Transfer values and activity stabilise in June
- Wednesday, 10 July 2019
- Articles
Transfer values fell slightly during June 2019, as the number of DB transfers over the month also fell marginally.
Read more ...Smith & Williamson boosts funds and profits in latest results
- Wednesday, 10 July 2019
- Articles
Smith & Williamson, the financial and professional services group, has announced boosted funds and profits in a “solid” performance for the year ended 30 April.
Read more ...1 in 4 would consider a career as a financial adviser
- Wednesday, 10 July 2019
- Articles
New research suggests that one in four workers would consider a career as a financial adviser.
Read more ...Schroders and JUST confirmed as CISI Gold Supporters
- Wednesday, 10 July 2019
- Articles
The Chartered Institute for Securities & Investment (CISI) has unveiled Schroders and JUST as Gold Corporate Supporters.
Read more ...FCA reveals 1,750 whistleblowing allegations in annual report
- Tuesday, 09 July 2019
- Articles
The FCA has revealed there were 1,750 whistleblowing allegations in its Annual Report and Accounts, which were published today.
Read more ...Royal London Asset Management makes 2 new ESG hires
- Tuesday, 09 July 2019
- Articles
Royal London Asset Management (RLAM) has recruited two new members to its responsible investment team.
Read more ...Wealth platform surpasses £2bn assets under management
- Tuesday, 09 July 2019
- Articles
GPP, the wealth solutions, custody and clearing provider, has revealed client assets on its wealth platform have surpassed £2bn in value.
Read more ...New PFS adviser guide to discretionary investments
- Tuesday, 09 July 2019
- Articles
The Personal Finance Society (PFS) has published a guide clarifying what financial advisers should do to ensure work with discretionary investment services does not come back to haunt them.
Read more ...FCA warns about overseas ’Financial Planner’ targeting UK
- Tuesday, 09 July 2019
- Articles
The FCA has issued a warning about a ‘Financial Planning’ and wealth advisory firm it believes is based overseas but providing financial services or products in the UK without authorisation.
Read more ...