The FCA has today published Decision Notices in respect of three firms and five individuals who it says acted “without integrity” over pension transfers which affected 2,000 customers and £76m in pension assets.
Read more ...£76m pension transfer firms acted ‘without integrity’ says FCA
- Thursday, 09 May 2019
- Articles
Over 260 adviser firms join due diligence hub
- Thursday, 09 May 2019
- Articles
DD|hub has revealed more than 260 firms have signed up to it in the first three months of the due diligence service’s existence.
Read more ...New Financial Planning course includes ‘The Art of Paraplanning’
- Thursday, 09 May 2019
- Articles
The Art of Finance, a new venture from Cathi Harrison, has partnered with Bespoke Training Solutions (BTS) to deliver the accredited training for candidates to complete their Diploma in Regulated Financial Planning.
Read more ...70,000 DB scheme members quitting annually since Freedoms
- Thursday, 09 May 2019
- Articles
A survey by pensions firm XPS has revealed that each year 70,000 Defined Benefit scheme members are using the Pension Freedoms to leave their schemes - with most shifting their money to a SIPP.
Read more ...TPR slaps McDonald’s pension trustee with £103k fine
- Wednesday, 08 May 2019
- Articles
A corporate professional trustee firm has been fined £103,750 for breaching multiple areas of pension law.
Read more ...NS&I in talks to add its products to investment platforms
- Wednesday, 08 May 2019
- Articles
NS&I has held exploratory talks with a number of investment and wrap platforms used by Financial Planners with a view to client investments being managed this way.
Read more ...AIC overhauls investment company sectors
- Wednesday, 08 May 2019
- Articles
The Association of Investment Companies (AIC) has revamped its investment company sectors following an industry-wide consultation.
Read more ...Chartered Financial Planner Fairstone acquires IFA
- Wednesday, 08 May 2019
- Articles
Chartered Financial Planning firms Fairstone has acquired Leicester-based IFA Brett & Randall Financial Services.
Read more ...FSCS ‘sorry’ for failed £236m mini-bond confusion
- Wednesday, 08 May 2019
- Articles
The Financial Services Compensation Scheme has apologised to potentially misled clients of the failed London Capital and Finance (LCF) mini-bond.
Read more ...Bankhall’s new hire to boost Financial Planner relationships
- Wednesday, 08 May 2019
- Articles
Bankhall and PMS Mortgage Club, part of Sesame Bankhall Group (SBG), have bolstered their support for directly authorised firms with the appointment of an advisory relationships director.
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