The FCA has ordered a DFM to cease all regulated activity without express permission from the regulator.
Dominic Chappell, the director and majority shareholder of the company that bought BHS for £1, has been ordered to pay more than £124,000 for failing to hand over information to The Pensions Regulator (TPR).
The CISI and the Kenya-based College of Insurance are teaming up to launch qualifications for financial advisers in Africa.
The FCA and Payment Systems Regulator (PSR) boards have appointed new members to three decision-making committees.
A former EastEnders and Grange Hill actor is one of the latest batch of recruits to AFH’s team of IFAs.
The Financial Conduct authority (FCA) has banned a non-executive director and fined her £20,000 over conflicts of interest.
The FCA has ordered a firm to immediately cease marketing its ISA and Bond products.
Wealth manager Brewin Dolphin has acquired Basingstoke-based IFA and Financial Planning firm Aylwin Limited and will use the deal to expand its new office in nearby Winchester.
The Pensions Regulator (TPR) has warned pension scheme trustees to check if they fall under master trust legislation to avoid falling foul of the law.
AJ Bell has revealed the best and worst performing funds and investment trusts this year.