One of the key figures in the early days of financial intermediary regulation, Lord Elton, has died at the age of 93.
Read more ...Evelyn acquires £750m AUM wealth manager Dart
- Friday, 01 September 2023
- Articles

Wealth manager and Financial Planner Evelyn Partners has completed its takeover of City of London-based Dart Capital, a boutique wealth manager with £750m in assets under management and 19 staff.
Read more ...FCA to tighten rules on crypto transfers
- Friday, 25 August 2023
- Articles

The FCA is to tighten its rules on crypto-asset transfers from 1 September to crack down on money laundering and financial crime.
Read more ...TPR to compel schemes to state ‘illiquid’ investment policy
- Thursday, 24 August 2023
- Articles

The Pensions Regulator (TPR) is to introduce new rules from 1 October which will compel defined contribution (DC) pension schemes to declare their policy on investing in illiquid investments.
Read more ...FCA hits half its authorisation service metrics
- Wednesday, 09 August 2023
- Articles

The latest data from the Financial Conduct Authority shows the regulator hit half of its authorisations operating service metric between April and June.
Read more ...54 firms amend marketing following FCA action
- Monday, 07 August 2023
- Articles

Some 54 FCA-regulated firms amended or withdrew 1,507 financial promotions or advertising between 1 April and 30 June following intervention by the regulator.
Read more ...FCA halts work on simplified advice
- Thursday, 03 August 2023
- Articles

The Financial Conduct Authority has put plans to create a simplified advice regime on hold.
Read more ...Regulators to drop £10,000 complaints claim limit
- Thursday, 27 July 2023
- Articles

The FCA, PRA and Bank of England are to remove the £10,000 limit on compensation payments related to complaints about the regulators due to be implemented from 1 November.
Read more ...FCA avoids bullet as first 7-digit FRNs allocated
- Friday, 21 July 2023
- Articles

The Financial Conduct Authority has avoided potential trouble in identifying firms as it begins to allocate the first seven-digital Firm Reference Numbers (FRNs).
Read more ...FCA halts 30% more firms over past year
- Thursday, 20 July 2023
- Articles

The Financial Conduct Authority has halted business at 627 regulated firms in the past year to prevent consumer harm - 30% more than the previous year, according to its annual report and accounts
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