FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
Read more ...FCA to apply 'additional scrutiny' to appointed rep applications
- Friday, 02 December 2022
- Articles
FCA fines Julius Baer International Limited £18m
- Wednesday, 30 November 2022
- Articles
The Financial Conduct Authority has fined investment adviser and wealth manager Julius Baer International Limited (JBI) £18m for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.
Read more ...FCA Handbook gets Pensions Dashboard update
- Monday, 28 November 2022
- Articles
The Financial Conduct Authority has updated its Handbook - its definitive list of rules and guidance - to include a section on the forthcoming Pensions Dashboards.
Read more ...FCA warns about Hartley Pensions communications
- Friday, 25 November 2022
- Articles
The FCA has taken the rare step of issuing a warning about communications from a troubled firm, SIPP and SSAS provider Hartley Pensions.
Read more ...FCA ups financial promotion supervision for new firms
- Wednesday, 23 November 2022
- Articles
The Financial Conduct Authority has increased its supervision of financial promotions for newly-authorised firms.
Read more ...8 firms enter liquidation after FCA action
- Friday, 11 November 2022
- Articles
Eight regulated firms which appear to be connected have gone into liquidation following FCA action.
Read more ...Laura Trott is new Pensions Minister
- Monday, 07 November 2022
- Articles
Laura Trott MP has become the new Pensions Minister, the Department for Work and Pensions announced today.
Read more ...60,000 borrowers to share £12m in compensation - FCA
- Thursday, 03 November 2022
- Articles
Seven financial providers have paid £12m in compensation to nearly 60,000 customers after the FCA intervened over the treatment of hard-pressed borrowers.
Read more ...Advisers must take Consumer Duty seriously says FCA
- Friday, 30 September 2022
- Articles
Financial advisers and providers should not underestimate the extent of what will be expected of them under the new Consumer Duty, according to the Financial Conduct Authority.
Read more ...FCA warns insurers over cost-of-living dangers
- Thursday, 29 September 2022
- Articles
The Financial Conduct Authority has expressed concern that mounting pressure on household budgets may force some customers to cut back on essential insurance, leaving them without protection.
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