FCA proposals to align rules for fund managers and discretionary investment managers pose a “material threat” to managed portfolio services, according to wealth management trade association PIMFA.
Two brothers have been convicted of fraud and money laundering after taking £750,000 out of a failed peer-to-peer style investment firm.
The FCA has rejected an attempt by convicted fraudster and former Quilter worker David Nicholas King to regain authorisation so he could work for a chartered surveying firm.
The Financial Services Compensation Scheme has launched an investigation into City-based investment firm Pello Capital (FRN 449720) after FCA concerns about fraud and money laundering.
The FCA is planning a raft of measures to improve support for whistleblowers to give them more confidence in coming forward.
The Financial Conduct Authority has proposed “significant changes” to the UK listing regime to encourage more companies to list in the UK.
The FCA has moved to provisionally halt regulated business at Mayfair-based financial adviser Kingsbridge Capital Advisors Ltd (KCAL) over alleged non payment of FCA fees.
Three individuals behind an investment fraud which conned £1.2m from UK investors have been convicted and sentenced to a total of 24.5 years.
The Financial Conduct Authority has outlined its plans to reduce and prevent financial crime as part of its 2023/24 Business Plan released today.
The Financial Conduct Authority has revealed plans to raise its annual fee charged to its Financial Planning firm segment by 8.9% for 2023/24.
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