The Financial Conduct Authority has issued Link Fund Solutions a draft Warning Notice with a proposed penalty of £50m over its handling of the LF Woodford Equity Income Fund.
Read more ...FCA issues Link with £50m fine warning over Woodford
- Wednesday, 21 September 2022
- Articles

Brewin acquisition by RBC gains regulatory approval
- Tuesday, 13 September 2022
- Articles

Canadian wealth manager RBC Wealth Management has received the regulatory green light for its £1.6bn acquisition of Financial Planning firm Brewin Dolphin.
Read more ...FCA postpones annual public meeting to observe mourning
- Monday, 12 September 2022
- Articles

The Financial Conduct Authority has postponed its Annual Public Meeting as it observes a period of official mourning following the death of the Queen.
Read more ...FCA rejects call from MPs on financial inclusion
- Wednesday, 07 September 2022
- Articles

The FCA has rejected calls from MPs on the influential Treasury Committee to make financial inclusion a key part of regulation.
Read more ...Scammers posing as the FCA target authorised firms
- Tuesday, 06 September 2022
- Articles

In a new development, scammers are using fake letters and phone calls to pose as the Financial Conduct Authority (FCA) to target authorised firms and consumers.
Read more ...FCA board approves final appointed rep rules
- Thursday, 25 August 2022
- Articles

The board of the Financial Conduct Authority (FCA) has approved final changes to new rules for appointed representatives, paving the way for the new rules to come into force from December.
Read more ...Watchdog to establish ESG advisory committee
- Wednesday, 24 August 2022
- Articles

The Financial Conduct Authority (FCA) is to establish a new advisory committee to work on ESG issues.
Read more ...John Moret: SIPP regulation not fit for purpose
- Monday, 22 August 2022
- Articles

SIPP industry veteran John Moret has called on the Treasury to review and rewrite SIPP regulation, saying the current framework is ‘a mess and not fit for purpose’.
Read more ...John Moret: Was Rowanmoor sunk by shifting SIPP regulation?
- Monday, 22 August 2022
- Articles

The demise of Rowanmoor Personal Pensions this week comes as no surprise.
Read more ...We are a ‘very different regulator’ says FCA
- Monday, 22 August 2022
- Articles

The Financial Conduct Authority (FCA) has said it is now a “very different regulator” than it was in 2018, as it defended itself against complaints over its handling of the collapse of payment services provider Premier FX.
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