A new personalised guidance regime has moved a step closer to gaining Parliamentary approval following a debate in the House of Commons.
The Government is to scrap the 10% drop notification rule as part of The Markets in Financial Instruments Regulations 2022.
The FCA has today fined Metro Bank plc £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors.
Chancellor Jeremy Hunt has today announced what he’s called the ‘Edinburgh Reforms’ - major plans to shake up financial services to improve competition and growth post-Brexit.
The FCA has provisionally banned three bond traders for market manipulation.
The FCA is to impose additional checks on firms approving financial promotions.
The Financial Conduct Authority has warned firms offering investments in Contracts for Difference (CFDs) that it will take swift action in future to prevent consumer harm.
FCA CEO Nikhil Rathi says the FCA will apply "additional scrutiny" to authorisation applications from appointed representatives, approved persons and payment agents.
The Financial Conduct Authority has fined investment adviser and wealth manager Julius Baer International Limited (JBI) £18m for failing to conduct its business with integrity, failing to take reasonable care to organise and control its affairs and failing to be open and cooperative with the FCA.
The Financial Conduct Authority has updated its Handbook - its definitive list of rules and guidance - to include a section on the forthcoming Pensions Dashboards.
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