Today is the last chance for finance professionals to tell the FCA how the industry can ditch the jargon as it seeks to combat poor communication. Read more ...
FCA: Use comics and videos to help consumers understand
- Thursday, 24 September 2015
- Articles
Banned director escapes £500k fine from the FCA
- Tuesday, 22 September 2015
- Articles
A former Keydata former finance director has escaped a fine of half a million pounds today but has still been handed a ban and told to pay £350,000. Read more ...
FCA appoints former IFA body chief to leading role
- Monday, 21 September 2015
- Articles
The former director general of the Association of Independent Financial Advisers has been appointed to a leading role at the FCA.
Read more ...Twitter's popularity among advisers on the decline
- Wednesday, 16 September 2015
- Articles
Fewer financial advisers are using Twitter than they were last year, a survey has suggested. Read more ...
FCA expert: Cash flow planning to become mainstream
- Wednesday, 16 September 2015
- Articles
A leading FCA figure’s forecast that cash flow planning will soon become mainstream is “very encouraging”, the incoming IFP President says. Read more ...
FCA finds 30% of firms always refuse insistent clients
- Wednesday, 16 September 2015
- Articles
Nearly a third of firms have told the FCA they always refuse transfers from insistent clients. Read more ...
Aberdeen follows up Parmenion buy with investment firm takeover
- Tuesday, 15 September 2015
- Articles
Aberdeen has quickly followed up its acquisition of Parmenion by announcing it is to take 100% ownership of a specialist investment manager.
Read more ...'FCA firms must get ebay or food hygiene style star ratings'
- Tuesday, 15 September 2015
- Articles
Finance firms should all be given a simple star rating such as that used by ebay or the Food Standards Agency, a consumer watchdog says. Read more ...
'No key difference between FCA and FOS but we're all humans'
- Monday, 14 September 2015
- Articles
The FCA and FOS are both run by human beings and therefore there will always be differences in dealing with something as subjective as suitability, a top regulatory official says. Read more ...
FCA expert: What we expect from firms is simpler than they realise
- Friday, 11 September 2015
- Articles
An FCA expert on a quest to quell regulation ‘myths’ has urged Financial Planners and Paraplanners to raise concerns and questions directly to the regulator. Read more ...