A disgruntled adviser who insisted he should escape having to pay the Financial Services Compensation Scheme levy has failed to win his case after lodging an official complaint with the FCA.
Read more ...Unhappy adviser must pay FSCS bill after complaint fails
- Wednesday, 16 December 2015
- Articles
Compensation coming for clients of 11 pensions and advice firms
- Wednesday, 16 December 2015
- Articles
Compensation pay outs to clients of 11 firms dealing with pensions and investments are on the horizon after the FSCS declared a batch of businesses were in default.
Read more ...Epoch Wealth Management gains accredited firm status
- Wednesday, 16 December 2015
- Articles
A Bath-based Financial Planning firm has demonstrated the 'highest standards' of Financial Planning practice, as laid down by the IFP, to achieve Accredited status.
Read more ...Nucleus chief: We're set for our best ever results
- Wednesday, 16 December 2015
- Articles
The chief executive of platform Nucleus says his firm is on track to end 2015 in a better than ever financial position.
Read more ...Pilot for Level 4 Financial Planning exams set for 2016
- Wednesday, 16 December 2015
- Articles
Plans to create a new CISI Level 4 Financial Planning qualification will be rolled out through a pilot during the first quarter of 2016.
Read more ...FCA wants investment manager views on new EU rules
- Tuesday, 15 December 2015
- Articles
Investment managers have been asked for their views on how new EU legislation will be implemented in the UK.
Read more ...CII: New advice model is needed and we've got one to go
- Tuesday, 15 December 2015
- Articles
The CII has today put forward plans for a new advice model with revalidation at its core in a bid to overcome ‘bewilderment’ among consumers.
Read more ...Financial Planner focused on new tech as he hits 30 year mark
- Tuesday, 15 December 2015
- Articles
A well known Financial Planner who has reached a 30 year career milestone has his sights set firmly on the future and the opportunities offered by advancing technology.
Read more ...New qualifications loom for advisers over annuities reform
- Tuesday, 15 December 2015
- Articles
A pensions firm director has questioned if advisers have the appetite to get involved in selling clients’ annuities – as new qualification requirements loom.
Read more ...Threadneedle fined £6m but escapes higher penalty from FCA
- Tuesday, 15 December 2015
- Articles
Threadneedle Asset Management has escaped a fine of over £7.5m but must still cough up £6m for failings identified by the FCA.
Read more ...