The FCA has provisionally fined Carlos Fuenmayor, chief executive of emerging markets specialist bank BancTrust, £99,600 for failing to disclose three separate matters to the FCA.

Ex-fund manager Neil Woodford’s investment information platform W4.0 has rejected the FCA’s criticism of its service as offering regulated advice and says it will continue to develop the platform despite facing an injunction from the FCA.

The FCA has secured a confiscation order of £452,286.80 against convicted fraudster Daniel Pugh, who is serving a seven years and six months jail sentence for defrauding investors out of £1.3m.

The FCA says that it could save investment firms £20m a year under its new proposals to simplify and streamline climate reporting.

The FCA has cancelled the regulatory permissions of Northern Ireland financial adviser Jim Burton, trading as Jim Burton Insurance Services (FRN310381).

The High Court has approved pro rata distribution to eligible investors of money recovered by the FCA from Argento Wealth Limited (AWL), which was found to be involved in unlawful activity in connection with an Unauthorised Collective Investment Scheme (UCIS).

Regulated firms need to do more to deter sanctions breaches, says the FCA.

Firms that approve financial promotions on behalf of other businesses need to do more to protect consumers, according to the FCA.

The FCA will hold its Annual Public Meeting in Edinburgh in October for the first time as it increases investment in the Scottish capital.

FCA proposals to simplify advice rules could unlock advice options for millions of people with straightforward needs who are currently excluded by cost, complexity or process, according to Sam Christopher, proposition director at wealth manager and platform Quilter.

Profit is essential for all businesses to thrive and invest and Financial Planners, above everything else, are business people who need to make a profit. Profit is the lifeblood of all Financial Planning firms and that's something that is sometimes forgotten.

The FCA has launched a new business 'Scale-up Unit' to help “fast‑growing and innovative” financial services businesses get more support from the regulator.

The FCA has issued a warning to Financial Planning firms to be wary of scam text messages which claim to have been sent from the regulator.

The FCA and the Bank of England are seeking industry views on the future of UK wholesale markets after they jointly published their vision for tokenisation.

More than 100,000 extra pensions are being cashed in today in full compared to seven years ago when records began.

The FCA has warned finance firms to ensure they put customers’ needs first and avoid foreseeable harm, including those in vulnerable circumstances.

The FCA has appointed Johan Sekora as chief operating officer from the start of June.

The FCA is to look at how firms that advise on investments are doing enough to support bereaved customers in a new review.

King Charles's King's Speech today has outlined widely expected reform of the Financial Ombudsman Service and a drive to cut regulatory red tape.

The Financial Conduct Authority has banned a financial adviser and fined him £755,000 for pension transfer failings which put clients at risk for his own personal gain.