The Financial Conduct Authority is to change its rules on long term investment funds to require investors to give 90 days notice before accessing their money.
The Financial Conduct Authority has censured failed investment firm Equity for Growth (Securities) Limited (EFG) for approving financial promotions for mini-bonds that were “unfair, unclear and misleading.”
The Financial Conduct Authority (FCA) has opened an enforcement investigation into Manchester-based claims management firm The Claims Protection Agency Limited (TCPA).
The Financial Conduct Authority has banned Detelina Subeva, a former vice president of investment manager and global bank Credit Suisse, from the UK financial services industry.
The FCA is to consolidate its complaints returns in a move which it claims will ease unnecessary red tape burdens on firms.
Yorkshire solicitors Lupton Fawcett LLP has settled a High Court claim brought by the FCA and apologised for the firm's involvement in an unlawful and unauthorised care home investment scheme which saw investors lose £57m.
New analysis of FCA fines data by Financial Planning Today has revealed that the total sum of financial penalties imposed by the regulator in 2024 tripled compared to 2023.
The Financial Conduct Authority has published new proposals to provide ‘targeted’ support to millions of pension savers to help them avoid costly mistakes.
The FCA is proposing switching its fee for principal firms of appointed representatives (ARs) and introducer ARs (IARs) to a variable fee from a fixed one.
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