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  • FCA - investors to wait 90 days to access long term funds

    The Financial Conduct Authority is to change its rules on long term investment funds to require investors to give 90 days notice before accessing their money.

  • FCA censures failed mini-bond linked investment firm

    The Financial Conduct Authority has censured failed investment firm Equity for Growth (Securities) Limited (EFG) for approving financial promotions for mini-bonds that were “unfair, unclear and misleading.”

  • FCA probes claims management firm

    The Financial Conduct Authority (FCA) has opened an enforcement investigation into Manchester-based claims management firm The Claims Protection Agency Limited (TCPA).

  • FCA bans ex-Credit Suisse VP after criminal conviction

    The Financial Conduct Authority has banned Detelina Subeva, a former vice president of investment manager and global bank Credit Suisse, from the UK financial services industry. 

  • FCA to streamline complaints data reporting

    The FCA is to consolidate its complaints returns in a move which it claims will ease unnecessary red tape burdens on firms.

  • Lawyers settle over unlawful £57m care home scheme

    Yorkshire solicitors Lupton Fawcett LLP has settled a High Court claim brought by the FCA and apologised for the firm's involvement in an unlawful and unauthorised care home investment scheme which saw investors lose £57m.

  • FCA fines firms £176m in 2024 - 3 times 2023 level

    New analysis of FCA fines data by Financial Planning Today has revealed that the total sum of financial penalties imposed by the regulator in 2024 tripled compared to 2023.

  • FCA wants to help millions avoid pensions blunders

    The Financial Conduct Authority has published new proposals to provide ‘targeted’ support to millions of pension savers to help them avoid costly mistakes.

  • FCA plans to switch AR fee from fixed to variable

    The FCA is proposing switching its fee for principal firms of appointed representatives (ARs) and introducer ARs (IARs) to a variable fee from a fixed one.

  • FSA MD Martin Wheatley sets out the 'Journey to the FCA'

    FSA MD Martin Wheatley
  • Financial Conduct Authority includes Financial Planner in new board

    Financial Planner Amanda Davidson of Baigrie Davies
  • FCA fines JP Morgan £3m for failings on wealth management

    The FCA's Tracey McDermott
  • 4 banned by FCA over 'disgraceful' pension scheme failings

    FCA headquarters
  • FCA fines Standard Bank £7.6m

    FCA headquarters
  • Tyrie wants "deep cultural change" over sales incentive schemes

    Andrew Tyrie's website
  • New Complaints Commissioner for FCA and Bank of England

    FCA HQ
  • Invesco Perpetual fined £18m by regulator

    Tracey McDermott, FCA director of enforcement and financial crime,
  • Ex-UBS trader banned for failings linked to trading losses

    UBS offices
  • Money and custody assets rules change after regulator review

    FCA offices
  • Chancellor promises to stamp down on abuses in finance sector

    George Osborne will tackle abuses
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