FCA

FCA confirms annual funding requirement rise of 10.7%

'Sham brokers' ordered to pay £4m

Manchester claims company loses authorisation

Advisers’ fee and commission income fell 3% last year

Steve Smart, joint executive director of enforcement and market oversight, at the FCA

Asset manager to pay out £215m after investors frozen out

Nikhil Rathi, chief executive at the FCA

FCA to add 100 more staff to Leeds workforce

Pensions shake-up may see some workplace schemes axed

FCA financial promotions interventions double

London investment adviser loses authorisation

Firms have been warned to improve cryptoasset marketing

FCA warns of ‘multiple’ issues with cryptoasset marketing

Therese Chambers, joint executive director of enforcement and market oversight at the FCA

FCA fines high-risk investment firm for offering advice

FCA bans ‘dishonest and reckless’ adviser

FCA removes CFD firm's permission over suitability failures

MHA is a major firm of accountants, tax and business advisers but has made acquisitions to build its UK wealth management arm, including taking over veteran Northampton IFA Cave & Sons in 2022 and relaunching it as MHA Caves Wealth.

MHA MacIntyre Hudson censured by FCA over audit failures

FCA fines PwC £15m for failures on LCF mini-bonds

Pay bumps for FCA's CEO and senior execs

FCA CEO Nikhil Rathi received a 3.3% increase in his total remuneration in 2023/34 - in line with salary increases for many FCA staff, according to the FCA's Annual Report.

FCA cancelling of authorised firms doubles

The FCA doubled the number of firm authorisations it cancelled in the 2023-24 financial year.

Just 1 in 10 crypto applications approved

Only just over 1 in 10 (13%) of cryptoasset authorisation applications were approved by the FCA in 2023-24, according to the regulator’s annual report.

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