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  • FCA bans director for selling unauthorised investments

    FCA HQ

  • DB pension and SIPP firm goes into administration

    Donre Advisory website

  • FCA calls on firms to improve treatment of politicians

    FCA HQ

  • FCA restricts firm after 2 unpaid FOS awards

    FCA logo

  • Kensington adviser goes into liquidation

    FCA HQ

  • FCA data shows fall in whistleblowing reports

    FCA Q2 whistleblowing date: type of reports. Source: FCA

  • BSPS advisers pay only £8.87m in fines and redress

    British Steel works at Port Talbot

  • High Court orders WealthTek to return client assets

    FCA logo

  • FCA removes permissions from Brentford adviser

    FCA HQ

  • FCA fines first crypto firm with penalty of £3.5m

    Therese Chambers, joint executive director of enforcement and market oversight at the FCA

  • FCA opens door to new ‘capital raising’ retail platforms

    FCA's Sarah Pritchard

  • FCA launches review to cut post-Consumer Duty red tape

    FCA CEO Nikhil Rathi

  • FCA fines 3 over £6m ‘marketing fees’ for high-risk SIPP

    FCA HQ

  • FCA's rulebook review welcomed by industry

    FCA website

  • 112 new advice firms registered in June

    FCA HQ

  • FCA’s Mills claims Consumer Duty a great success.

    Sheldon Mills

  • FCA restricts wealth manager charging '65% portfolio fees'

    FCA logo

  • FCA to correct Register error after complaint

    FCA HQ

  • Client money to be added to Dormant Assets Scheme

    FAC DAS paper

  • FCA confirms annual funding requirement rise of 10.7%

    FCA logo

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