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  • 'Sham brokers' ordered to pay £4m

    FCA HQ
  • Manchester claims company loses authorisation

    Match Me Legal website
  • Advisers’ fee and commission income fell 3% last year

    FCA HQ
  • Asset manager to pay out £215m after investors frozen out

    Steve Smart, joint executive director of enforcement and market oversight, at the FCA
  • FCA to add 100 more staff to Leeds workforce

    Nikhil Rathi, chief executive at the FCA
  • Pensions shake-up may see some workplace schemes axed

    Emma Reynolds MP
  • FCA financial promotions interventions double

    FCA HQ
  • London investment adviser loses authorisation

    FCA HQ
  • FCA warns of ‘multiple’ issues with cryptoasset marketing

    Firms have been warned to improve cryptoasset marketing
  • FCA fines high-risk investment firm for offering advice

    Therese Chambers, joint executive director of enforcement and market oversight at the FCA
  • FCA bans ‘dishonest and reckless’ adviser

    FCA logo
  • FCA removes CFD firm's permission over suitability failures

    The FCA has continued its CFD crackdown
  • MHA MacIntyre Hudson censured by FCA over audit failures

    MHA is a major firm of accountants, tax and business advisers but has made acquisitions to build its UK wealth management arm, including taking over veteran Northampton IFA Cave & Sons in 2022 and relaunching it as MHA Caves Wealth.
  • FCA fines PwC £15m for failures on LCF mini-bonds

    Cover of original brochure used by LCF
  • Pay bumps for FCA's CEO and senior execs

    FCA CEO Nikhil Rathi received a 3.3% increase in his total remuneration in 2023/34 - in line with salary increases for many FCA staff, according to the FCA's Annual Report.

  • FCA cancelling of authorised firms doubles

    The FCA doubled the number of firm authorisations it cancelled in the 2023-24 financial year.

  • Just 1 in 10 crypto applications approved

    Only just over 1 in 10 (13%) of cryptoasset authorisation applications were approved by the FCA in 2023-24, according to the regulator’s annual report.

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