For the first time the FCA is to survey all regulated firms for its annual Practitioner Panel joint survey.
Compliance and adviser support firm Threesixty has launched what it calls a new 'holistic' compliance management suite for adviser firms called 'Trust.'
Wealth manager St James’s Place has reported Funds Under Management soared last year to a record £190.2bn - up £22bn (2023: £168.2bn).
The FCA has this week restored the regulatory authorisation of Kent-based advice firm The Pentagon Partnership (FRN: 627747) two months after its permissions were cancelled.
Chartered financial adviser Shackleton, formerly Skerritts, is to cut platform fees for existing and new clients on the Shackleton Hub by up to 35%.
The FCA has fined investment provider Infinox Capital Limited £99,200 for failing to submit 46,053 transaction reports.
Investment, protection and retirement specialist LV= has launched a new platform service for advisers in partnership with Embark.
Financial Planner and wealth manager Evelyn Partners is to sell its fund solutions business to collective investment scheme manager Thesis.
Ipswich financial advice firm CN Wealth (FRN: 618268) has had its permissions revoked by the FCA.
Platform and SIPP provider AJ Bell has reported a jump in advised customers over the past year of 8% to reach 174,000, according to a quarterly trading update issued today.