The FCA has censured Catalyst Investment Group Limited for "recklessly misleading" investors who invested £54m in bonds offered by ARM Asset Backed Securities SA (ARM) in 2009 and 2010.
Succession Advisory Services, the adviser consolidation firm run by Simon Chamberlain, has filed audited accounts showing £1.3m of profit for the 12 months ending 31 December 2012.
Large unincorporated associations such as charities, clubs or societies, not considered eligible for help over lost deposits following the collapse of Kaupthing Singer and Friedlander Bank and Landsbanki in 2008, may be entitled to compensation from the FCA.
APCIMS - the Association of Private Client Investment Managers and Stockbrokers - voted this week to rename the body The Wealth Management Association (WMA).
Dozens of people have already booked their place for the IFP Conference 2014 after the success of this year's "best ever" sell-out event which attracted more than 600 attendees.
The three day IFP Conference 2013 attracted more than 650 people to the 5 Star Celtic Manor Resort in South Wales from 30 September to 2 October - our picture galley below shows some of the highlights (scroll down).
The Gala Dinner at the three day IFP Conference 2013 attracted more than 500 people to the main hall at the 5 Star Celtic Manor Resort in South Wales and was one of the event highlights as our picture galley below shows (scroll down).
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